崗位職責(zé):

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The role is an extension of the Asset Management Compliance Advisory team in Hong Kong and will assist the team in the deployment and ongoing adherence to globally consistent Compliance policy for HSBC Global Asset Management (Hong Kong) Limited (“AMHK”). It will provide ongoing advisory and monitoring support to ensure that AMHK develop and maintain the highest Compliance standards by following both the letter and the spirit of the relevant regulatory requirements, Group Standards Manual and the Compliance FIMs.

1. Provide day-to-day compliance advice to AMHK business, including regulatory advice on AMHK licensing matters, cross-border business activities, marketing materials, and other applicable regulatory requirements as assigned from time to time.
Assist in providing oversight and challenge to AMHK business, including risk and control assessments review, oversight and advisory as risk steward of AMHK business, for mitigating compliance and reputational risks associated with AMHK business.
2. rovide support in developing and reviewing compliance policies and procedures to ensure it is up to date to meet regulatory requirements.Provide support in AMHK’s compliance monitoring program and quality assurance review to ensure compliance with regulations applicable to AMHK’s business including Securities and Futures Ordinance, the SFC Fund Manager Code of Conduct, SFC Code of Conduct for licensed person and Code for Unit Trusts and Mutual Funds.Assist with ongoing compliance advisory and monitoring on personal account dealing.
3. Review compliance monitoring alert such as trade surveillance and electronic surveillance to ensure regulatory and internal requirements are complied with and escalate exceptions, where required.Assist in preparation of periodic or ad-hoc internal reporting requests from Group Compliance and Asset Management Compliance within required timelineProviding regular or ad-hoc in-house compliance training.
4. Enhance compliance culture and standards and raise awareness of regulatory requirements.Undertake ad hoc tasks for the AMHK Compliance Advisory team as assigned from time to time.For the purpose of this Job Profile, AMHK means AMHK and its affiliates management companies including HSBC Investment Funds (Hong Kong) Limited and HSBC Global Asset Management Holdings (Bahamas) Limited.

1. Graduate in Business Administration, Finance, Law of equivalent professional qualification.
2. Minimum 4 to 6 years work experience in roles relating to compliance, risk, audit or control.
3. Fluent in English, Cantonese and Mandarin, and proficient in both English and Chinese.
4. Strong written and verbal communication skills with attention to detail.
5. Good analysis, interpretation skill.
6. Robust, accountable and good team player.

福利待遇
- 具競爭力的薪酬：基本工資+績效獎金+輪班補(bǔ)貼+早晚班交通津貼；
- 健全福利保障：五險一金+補(bǔ)充性商業(yè)醫(yī)療保險+免費(fèi)年度體檢；
- 暢享10+天假期：除享有國家法定節(jié)假日外，還擁有至少10天帶薪年假、12天帶薪病假、1天生日假、婚假、產(chǎn)檢假、產(chǎn)假以及陪產(chǎn)假、哺乳假等，助您達(dá)到工作生活的平衡；
- 彈性福利制度：年假可買賣，商業(yè)醫(yī)療保險套餐可升級，您還可申請旅游補(bǔ)貼、個人進(jìn)修補(bǔ)助、運(yùn)動健身補(bǔ)貼等，滿足個性化福利需求；
- 人性化工作環(huán)境：使用公司的員工餐廳、咖啡室、休息室、娛樂室等，進(jìn)行勞逸結(jié)合；
- 多元化員工活動：運(yùn)動會、團(tuán)建、年會等精彩活動給您平臺，任您施展才華。

培訓(xùn)與發(fā)展
- 廣闊的職業(yè)發(fā)展平臺：遍及全球的集團(tuán)網(wǎng)絡(luò)，提供擴(kuò)展人脈及跨文化交流的機(jī)會，您還可申請不同國家及地區(qū)的長短期職位，不斷挑戰(zhàn)自我；
- 系統(tǒng)性人才培育及發(fā)展：配備職業(yè)導(dǎo)師，為您提供清晰的職業(yè)規(guī)劃指導(dǎo)，充分挖掘橫向及縱向的發(fā)展?jié)摿Γ?BR>- 完善的專業(yè)培訓(xùn)體系：入職即可享帶薪培訓(xùn)，多元化的培訓(xùn)機(jī)會，還有資源及教育援助，幫您逐步實(shí)現(xiàn)職業(yè)目標(biāo)。

匯豐環(huán)球客戶服務(wù)（廣東）有限公司秉承匯豐集團(tuán)理念，始終將優(yōu)質(zhì)客戶服務(wù)擺在公司發(fā)展的首位，依托先進(jìn)的科技設(shè)施和雄厚的人力資源，實(shí)現(xiàn)服務(wù)的專業(yè)、規(guī)模和最佳化。持續(xù)多年的優(yōu)質(zhì)服務(wù)為匯豐環(huán)球在同行業(yè)贏得較高的聲譽(yù)，隨著匯豐環(huán)球規(guī)模化不斷發(fā)展，匯豐環(huán)球中國營運(yùn)中心現(xiàn)在有超過10,000名金融服務(wù)人員的專業(yè)團(tuán)隊，為匯豐集團(tuán)世界各地的分支機(jī)構(gòu)（如香港、英國、美國、加拿大、日本、中國、新加坡和澳門等）提供和分析數(shù)據(jù)、收款付款服務(wù)、客戶中心等多項服務(wù)。同時榮獲許多榮譽(yù)稱號，其中包括廣東最佳業(yè)務(wù)外包公司、廣東省服務(wù)外包示范企業(yè)、中國服務(wù)外包十大在華跨國服務(wù)供應(yīng)商、技術(shù)先進(jìn)企業(yè)、商務(wù)部重點(diǎn)聯(lián)系企業(yè)、A級納稅人稱號，并且已連續(xù)五年獲得香港呼叫中心協(xié)會年度大獎–離岸業(yè)務(wù)金獎, 廣東省企業(yè)500強(qiáng)等。